Banks and Investment Firms: Assessing Suitability of the Management Body

ESMA’s and the EBA’s “Guidelines on the assessment of suitability of members of the management body and key function holders under Directive 2013/36 and Directive 2014/65” will apply from  30 June 2018. This means that each bank, investment firm and certain other entities have less than two months to complete a review of its approach to assessing the suitability of members of the management body and key function holders.

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