Brexit, MiFID II and Investment Firms

The EBA has recently published a Brexit-related Opinion in which it makes a number of recommendations including regarding: the authorisation/supervision of investment firms; and the equivalence regime set out in the revised Markets in Financial Instruments Directive 2014/65 (“MiFID II”) and in the Markets in Financial Instruments Regulation 600/2014 (“MiFIR”).  The Opinion is accompanied by a Report which sets out the EBA’s supporting analysis (“Report”). 

This briefing focuses on the EBA’s recommendations relevant to investment firms and accompanies our more general briefing on those recommendations (here).

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