Financial Services Regulatory Update – October 2022 Round Up

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Central Bank issues industry letter on costs and fees to fund managers

29 March 2023
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Central Bank consults on Individual Accountability Framework – key considerations…

16 March 2023
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Central Bank Securities Markets Risk Outlook Report 2023

8 March 2023
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Central Bank confirms details of filing process for SFDR RTS disclosures

21 February 2023
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Financial Services Regulatory Update – January 2023 Round Up

15 February 2023
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Financial Services Regulatory Update – December 2022 Round Up

13 January 2023
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Central Bank issues ‘Dear Chair’ letter to Fund Management Companies

16 December 2022
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Financial Services Regulatory Update – November 2022 Round Up

15 December 2022
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Central Bank issues Industry Letter in respect of LDI Funds

2 December 2022
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Public access to beneficial ownership information restricted following CJEU decision…

29 November 2022
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Central Bank introduces Macroprudential Measures for Irish Property Funds

28 November 2022
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ESAs publish Q&As on SFDR RTS

17 November 2022
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Asset Management: Developments in Sustainability Disclosures

16 November 2022
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Financial Services Regulatory Update – September 2022 Round Up

14 October 2022
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Central Bank issues details of streamlined filing process for SFDR disclosures

6 October 2022
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Financial Services Regulatory Update – August 2022 Round Up

15 September 2022
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SFDR: ESAs raise further queries with the European Commission

14 September 2022
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Financial Services Regulatory Update – July 2022 Round Up

12 August 2022
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Financial Services: Individual Accountability Draws Closer

29 July 2022
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Compromise reached on AIFMD II: Five Key Developments (Updated 29 March 2023)

18 July 2022
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Investment Firms – Are you ready for MiFID Sustainability Deadlines?

15 July 2022
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Financial Services Regulatory Update – June 2022 Round Up

15 July 2022
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Central Bank issues revised Client Asset Requirements (Updated 9 February 2023)

8 July 2022
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Good News for QIAIFs

7 July 2022
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Fund Management and Sustainability Developments

30 June 2022
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Investment Management: Key Developments for Sustainability Disclosures

3 June 2022
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Central Bank - Approval Process for UCITS Side Pockets in the context of the Russian…

18 May 2022
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Financial Services Regulatory Update – April 2022 Round Up

12 May 2022
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Financial Services Regulatory Update – March 2022 Round Up

14 April 2022
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Fitness and Probity Update – Central Bank Amends PCF List

12 April 2022
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ESAs Provide Further Guidance on the Application of SFDR

31 March 2022
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Implementation of Central Bank’s Guidance on Outsourcing – Fund Service Providers

29 March 2022
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Financial Services Regulatory Update – February 2022 Round Up

11 March 2022
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Central Bank Issues Letter to Fund Service Providers in Respect of Managing Risks…

8 March 2022
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Financial Services Regulatory Update – January 2022 Round Up

9 February 2022
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Financial Services Regulatory Update – December 2021 Round Up

12 January 2022
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Central Bank Issues Updated AIFMD Q&A and UCITS Q&A

22 December 2021
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Financial Services Regulatory Update – November 2021 Round Up

16 December 2021
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EU Taxonomy Regulation - Technical Screening Criteria Published in Official Journal

10 December 2021
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Central Bank Consults on Macroprudential Measures for the Property Fund Sector

2 December 2021
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Application of SFDR Regulatory Technical Standards Delayed until 1 January 2023

30 November 2021
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Central Bank Confirms ‘Fast-Track’ Filing Process for Sustainability Disclosures

17 November 2021
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Central Bank Expected to Confirm “Fast-Track” Filing Process for Sustainability…

12 November 2021
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Financial Services Regulatory Update – October 2021 Round Up

11 November 2021
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Central Bank Issues “Dear CEO” Letter on Supervisory Expectations – Key Points…

9 November 2021
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Financial Services Regulatory Update – September 2021 Round Up

12 October 2021
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Fitness and Probity Update - CBI Issues Notice of Intention to Amend the List of…

24 September 2021
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Central Bank Issues Revised AIFMD Q&A and UCITS Q&A

17 September 2021
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Financial Services: Senior Executive Accountability Regime

9 August 2021
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Application of the SFDR Regulatory Technical Standards Postponed to 1 July 2022

9 July 2021
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Sustainable Finance: ICMA Principles Updated

24 June 2021
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Cross-Border Distribution of Collective Investment Schemes

3 June 2021
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EU Taxonomy Regulation – Agreed Technical Screening Criteria Published

24 May 2021
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Reporting Sustainability

19 May 2021
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Changes to Anti-Money Laundering Requirements Start to Apply

14 May 2021
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Beneficial Ownership of Trusts: Regulations Updated and Filing in Central Register…

14 May 2021
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Central Bank of Ireland Publishes Guidance on Fund Performance Fees

22 April 2021
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Financial Services Regulatory Update – March 2021 Round Up

14 April 2021
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Financial Services Regulatory Update – February 2021 Round Up

9 March 2021
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Sustainable Finance Disclosure Regulation: Draft RTS to Light the Way

4 March 2021
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Ireland as a Location for MiFID Investment Firms 2021

1 March 2021
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The Irish Investment Limited Partnership - a modern and flexible option for private…

18 February 2021
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Auto-Delete and Encrypted Messaging Apps: Next in the Regulatory Spotlight?

12 February 2021
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Embedding Sustainability

11 February 2021
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Full Steam Ahead for the Investment Limited Partnership

10 February 2021
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Financial Services Regulatory Update – January 2021 Round Up

9 February 2021
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Financial Services Regulatory Update – December 2020 Round Up

15 January 2021
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The Brexit Deal: Impact on Financial Services

12 January 2021
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Dawn of a New Age for Irish Investment Limited Partnerships

18 December 2020
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Financial Services Regulatory Update – November 2020 Round Up

10 December 2020
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Taxonomy Regulation – Consultation Launched on Draft Technical Screening Criteria

3 December 2020
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Second Time Lucky – Central Bank Issues Another “Dear CEO” Letter on Fitness…

24 November 2020
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Financial Services Regulatory Update – October 2020 Round Up

10 November 2020
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SFDR Prospectus Filings – Full Steam Ahead!

6 November 2020
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The EU Share Trading Obligation (STO) Post-Brexit – Fragmenting Markets

2 November 2020
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Fitness and Probity Update - New Pre-Approval Controlled Functions Added to the List

16 October 2020
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Liquidity Stress Testing and Material Risks – How do you break the news?

14 October 2020
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Financial Services Regulatory Update – September 2020 Round Up

9 October 2020
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Pre-Christmas and Year End Deadlines for Funds in 2020

2 October 2020
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New Government Legislation Programme Published

25 September 2020
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Next up for SFTR Reporting

18 September 2020
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Securitisation Regulation - New Disclosure Templates for Article 7 Reporting

16 September 2020
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Financial Services Regulatory Update – August 2020 Round Up

10 September 2020
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AIFMD Review – ESMA’s Proposals on Delegation and Substance

3 September 2020
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COVID-19: Financial Services Round-Up for 6 July - 2 August 2020

7 August 2020
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Financial Services Regulatory Update – July 2020 Round Up

7 August 2020
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Brexit: ESMA Confirms Brexit Co-Operation Agreements

21 July 2020
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Brexit and the Share and Derivatives Trading Obligations - Still at Square One!

17 July 2020
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Financial Services Regulatory Update - June 2020 Round Up

16 July 2020
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Beneficial Ownership: Central Register for ICAVs, Credit Unions and Unit Trusts

15 July 2020
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COVID-19: Financial Services Round-Up for 1 June – 5 July 2020

9 July 2020
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Supervising Costs in UCITS and AIFs – in for a Penny, in for a Pound!

19 June 2020
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Financial Services Regulatory Update – May 2020 Round Up

12 June 2020
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COVID-19: Financial Services Round-Up for 18-31 May 2020

5 June 2020
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AML Developments – European Commission Action Plan

22 May 2020
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COVID-19: Financial Services Round-Up for 4 – 17 May 2020

19 May 2020
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Financial Services Regulatory Update – April 2020 Round Up

8 May 2020
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COVID-19: Financial Services Round-Up for 27 April – 3 May 2020

6 May 2020
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EMIR Refit – New Reporting Requirements Coming Soon!

5 May 2020
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COVID-19: Financial Services Round-Up for 20 – 26 April 2020

28 April 2020
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COVID-19: Financial Services Round-Up for 6–19 April 2020

21 April 2020
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COVID-19: Central Bank of Ireland Announces Flexibility Measures for Funds, Fund…

20 April 2020
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ESMA Publishes Final Guidance on Performance Fees

17 April 2020
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COVID-19: Financial Services Round-Up for 30 March – 5 April 2020

7 April 2020
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Financial Services Regulatory Update – March 2020 Round Up

6 April 2020
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COVID-19:  Signing Documents from Home

6 April 2020
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Asset Managers and Cybersecurity Risk Management Practices – Central Bank Update

3 April 2020
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COVID-19: Financial Services Round-Up for 23 – 29 March 2020

31 March 2020
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Revised Shareholders’ Rights Directive Transposed into Irish Law: Update for Asset…

27 March 2020
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COVID-19: Financial Services Round-Up for 16-22 March 2020

23 March 2020
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COVID-19: Impact on Reporting Securities Financing Transactions

19 March 2020
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Recent Regulatory Updates for Fund Managers

10 March 2020
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Financial Services Regulatory Update – February 2020 Round Up

9 March 2020
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Sustainable Finance:  Taxonomy Regulation - Final Text Agreed

27 February 2020
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Sustainable Finance:  New Benchmarks

27 February 2020
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Sustainable Finance:  New Disclosure Requirements

27 February 2020
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Managing Wholesale Market Conduct Risk

17 February 2020
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Financial Services Regulatory Update – January 2020 Round Up

14 February 2020
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The A-Z of Regulatory Deadlines for Irish Funds and Fund Service Providers in 2020

16 January 2020
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Central Bank Relaxes Index Confirmation Rules

10 January 2020
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Investment Management – 2019 Regulatory Round Up

8 January 2020
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New Developments for Anti-Money Laundering Supervision

19 December 2019
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Whistleblowing under the New Anti-Money Laundering Regulations

29 November 2019
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Joint Opinion on Money Laundering and Terrorist Financing Risks in the Financial…

13 November 2019
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Senior Executive Accountability Regime – Is your Organisation HR ready?

7 November 2019
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Fund Managers, Corporate Governance and the Role of the INED

18 October 2019
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Pre-Christmas and Year End Deadlines for Funds in 2019

20 September 2019
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Central Bank Consults on Treatment, Correction and Redress of Errors in Investment…

11 September 2019
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Central Bank of Ireland Publishes Anti-Money Laundering Guidelines

9 September 2019
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Liquidity Stress Tests – ESMA’s Guidance for Investment Funds

6 September 2019
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Your Next KIID Update: ESMA Q&A on Benchmark Disclosures in UCITS KIIDs

29 August 2019
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Brexit: Do You Need to Update Your Funds Documents?

15 August 2019
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New Regulatory Framework for the Cross-border Distribution of Investment Funds

14 August 2019
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Corporate Beneficial Ownership: Central Register Now Open

29 July 2019
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In Perfect Harmony? ESMA Seeks Convergence on Performance Fees

23 July 2019
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ESMA Reports on Licensing of FinTech Business Models

19 July 2019
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Dawn of a New Age for Irish Investment Limited Partnerships

17 July 2019
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Key Supervisory Developments for Asset Managers

13 June 2019
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Asset Managers and the Shareholders Rights Directive

12 June 2019
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Central Bank’s Annual Report and Annual Performance Statement 2018

11 June 2019
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Central Bank of Ireland UCITS Regulations Published

11 June 2019
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Proposed Register for Overseas Entities owning UK Property

10 June 2019
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Update on the EMIR Refit Process

31 May 2019
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Fitness and Probity: What does the Central Bank Expect?

12 April 2019
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Corporate Beneficial Ownership: Central Register Requirements Imminent

29 March 2019
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EMIR Trade Reporting: What Does the Central Bank of Ireland Expect?

4 March 2019
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Financial Services: Preparations for a ‘No-Deal’ Brexit

22 February 2019
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The Securitisation Regulation: Transparency and Notification Requirements

14 February 2019
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Trustees - Do You Need to Establish a Beneficial Ownership Register?

12 February 2019
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Welcome Reprieve in respect of EMIR/MiFIR Obligations

4 February 2019
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The A-Z of Regulatory Deadlines for Irish Funds and Fund Service Providers

21 January 2019
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European Commission Begins Implementing No-Deal Brexit Contingency Action Plan

20 December 2018
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Complying with the New Anti-Money Laundering Framework

20 December 2018
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Additional Supervisory Levy Introduced for Asset Management Firms

18 December 2018
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Sub-funds, Brexit and the Temporary Permissions Regime

11 December 2018
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The Five W’s (and How) of Outsourcing

30 November 2018
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European Commission Publishes Financial Services Priorities for 2019

21 November 2018
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New Rules Coming for UCITS/AIF Depositaries

15 November 2018
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Brexit and EMIR Clearing

14 November 2018
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The Importance of Being Diverse

1 November 2018
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Welcome Changes to Fund Authorisation and Post-Authorisation Procedures

11 October 2018
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Pre-Christmas and Year End Deadlines for Funds

1 October 2018
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AML Supervision - A Stronger Role for the EBA?

28 September 2018
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New Opportunities for ETFs

18 September 2018
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SFTR Draft Technical Standards – ESMA and the European Commission Disagree

12 September 2018
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UCITS Performance Fees – Action Required!

6 September 2018
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If Worse Comes to Worst – Preparing for a No Deal Brexit

24 August 2018
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Filing Time for Investment Companies and Certain UCITS

1 August 2018
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Developing a Market for Sovereign Bond-Backed Securities

26 July 2018
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Loan Owners – To Regulate or Not To Regulate?

23 July 2018
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Central Bank Updates for UCITS and Fund Management Companies

10 July 2018
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Beyond August - Pension Scheme Arrangements and EMIR

5 July 2018
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Irish law ISDA Master Agreement Available Now

28 June 2018
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Summer-time Update for Fund Managers

28 June 2018
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Adapting to New Threats in Money Laundering and Terrorist Financing: MLD5

27 June 2018
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Next Step for EMIR Refit Proposals

22 June 2018
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Central Bank Sets Out Strategic Priorities for 2018

20 June 2018
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Central Bank publishes AML Bulletin

8 June 2018
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The Money Laundering Bill 2018

8 June 2018
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New Rules for EU Securitisations

1 June 2018
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Banks and Investment Firms: Assessing Suitability of the Management Body

14 May 2018
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MiFID II and Client Categorisation

28 March 2018
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Proposal to Clarify “Pre-marketing” under AIFMD

15 March 2018
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What do Investment Funds, Crowdfunding and Covered Bonds have in Common?

15 March 2018
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Coming Soon! More Investment Options for Loan Originating AIFs

8 February 2018
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Irish Corporate Entities: Establishing a Register of Beneficial Owners

16 January 2018
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The A-Z of Regulatory Deadlines for Irish Funds and Fund Service Providers in 2018

8 January 2018
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EU Derivatives Subject to MiFIR Trading Obligation

4 January 2018
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MiFIR Trading Obligation for Derivatives and Third Country Equivalence

20 December 2017
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Variation Margin Exchange for Physically-settled FFX Forwards – Last Minute Reprieve?

20 December 2017
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No Mandatory Variation Margin for FX Forwards? 

20 November 2017
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Brexit, MiFID II and Investment Firms

25 October 2017
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ESMA and Central Bank of Ireland Revise AIFMD/UCITS Q&A

11 October 2017
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The MiFIR Trading Obligation: Interest Rate Swaps and Credit Default Swaps

6 October 2017
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Changes to Industry Funding Levies

2 October 2017
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ESMA’s Proposed New Powers - Implications for Funds and Fund Managers

27 September 2017
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Brexit, UCITS and CP86

29 August 2017
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MiFID II Directive Transposed into Irish Law

29 August 2017
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MiFID II - Inducements

28 July 2017
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MiFID II – National Discretions

21 July 2017
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MiFID II and the Safe-Harbour Exemption - Spoiler Alert!

20 July 2017
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Legal Entity Identifier – Have you got yours?

10 July 2017
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Brexit Relocations - All Together Now

12 June 2017
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MiFID II – Compliance and Outsourcing

2 June 2017
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Summer-Time Tasks for Fund Managers

26 May 2017
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Do you Need to Establish a Register of Beneficial Owners?

10 May 2017
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Crowdfunding: To Regulate or Not?

28 April 2017
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Brexit: Establishing a Fund Management Company in Ireland

13 April 2017
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Consultation on Industry Funding Levies

7 April 2017
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MiFID II - Corporate Governance

31 March 2017
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EMIR Clearing: New Phase-in Period for Small FCs

27 March 2017
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Third Countries and EU Equivalence Assessments

3 March 2017
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New EMIR Margin Requirements for Uncleared OTC Derivatives

6 February 2017
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New Rules for UCITS Share Classes

6 February 2017
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Central Bank Finalises Guidance for Fund Management Companies

11 January 2017
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The A-Z of Regulatory Deadlines for Irish Funds and Fund Service Providers in 2017

21 December 2016
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Guarantees – Robust or Bust?

29 November 2016
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Central Bank of Ireland Relaxes Restrictions on Loan Originating Funds

28 November 2016
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Commission Proposes New PRIIPs Deadline

10 November 2016
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Whistleblower’s Legislation –  First Statutory Injunctions and Penalisation…

10 November 2016
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Finance Bill 2016 - Irish Real Estate Funds

20 October 2016
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A Guide to Asset Management and Investment Funds in Ireland

15 August 2016
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Q&A on the PRIIPs Regulation

5 August 2016
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Irish Qualifying Investor Alternative Investment Funds

8 July 2016
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Irish Eyes Smiling at Legal Opportunities From UK’s Brexit Vote - The American…

5 July 2016
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Update for Funds on the Main Securities Market

30 June 2016
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Government Legislation Programme: Overview

10 June 2016
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Updates for Fund Managers: Fund Management Company Governance

9 June 2016
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EU Regulatory Updates for Funds and Fund Managers

20 April 2016
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UCITS V Transposed into Irish Law

22 March 2016
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A Guide to Ireland as a Business Location

5 February 2016
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Good News for UCITS V Documentation Updates

4 February 2016
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Central Bank Update on Revised Managerial Functions and Organisational Effectiveness…

7 January 2016
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Regulatory Deadlines for Irish Funds and Fund Service Providers

23 December 2015
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Christmas Update for Investment Managers

22 December 2015
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Central Bank Update: AIFMD, UCITS and Investor Money Q&A

15 October 2015
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Central Bank UCITS Regulations Published

9 October 2015
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New Approach to ISE Fees

25 August 2015
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Credit Servicing Firms – A New Regulatory Framework

29 July 2015
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New Chinese Investment Opportunities for Irish Funds

20 July 2015
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Ensuring Effective Governance of Fund Management Companies: Central Bank Update

17 June 2015
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The Countdown Begins – EU Publishes Fourth Money Laundering Directive

11 June 2015
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ELTIFs and MMFs: A Tale of Two Regulations

25 March 2015
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The Irish Collective Asset-management Vehicle (ICAV) Act 2015

5 March 2015
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Clearing Interest Rate Swaps Under EMIR

3 February 2015
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AIFMD and UCITS Updates

19 January 2015
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Ireland: A Market Leader 

12 December 2014